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compliancy-services.co.uk

FCA Authorisation and Regulatory Compliance

Compliancy Services is the UK's leading FCA compliance consultancy. We help financial services firms achieve authorisation, manage their regulatory obligations and empower their staff with focused compliance training.

http://compliancy-services.co.uk/

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FCA Authorisation and Regulatory Compliance | compliancy-services.co.uk Reviews

https://compliancy-services.co.uk

Compliancy Services is the UK's leading FCA compliance consultancy. We help financial services firms achieve authorisation, manage their regulatory obligations and empower their staff with focused compliance training.

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1

Compliance News

http://www.compliancy-services.co.uk/news

FCA hails improvements in insurance intermediaries' handling of client money. 17 August 2016 at 16:05. Insurance intermediaries have been commended by the financial services regulator for concentrating more heavily on protecting client money. FCA gears up for website relaunch. 16 August 2016 at 12:07. The Financial Conduct Authority (FCA) is to relaunch its website before the end of the month. Regulatory burdens on challenger banks 'may be relaxed'. 15 August 2016 at 16:42. 12 August 2016 at 16:03.

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Manage Your FCA Compliance

http://www.compliancy-services.co.uk/our-services/icaap-internal-capital-adequacy-assessment-process

Fundamental in helping us to embed a compliance culture within our business. Once your business has achieved authorisation to offer regulated financial services, youre committed to fulfil a variety of on-going FCA compliance obligations. At a summary level, your compliance management obligations include:. Implementing and managing your Compliance Monitoring Programme. Following your compliance policies and procedures. Ensuring your management and staff receive appropriate compliance training. Compliance ...

3

Asset Management Regulatory Compliance

http://www.compliancy-services.co.uk/your-sector/fund-asset-management

Asset managers have been hit by a stream of regulation and there's more to come. Sector Focus: Asset Management. We have experience of helping many types of investment firms, from one-man-band operations to multi-national companies with billions under management. Alternative Investment Fund Managers Directive (AIFMD). Back at home, asset managers face an FCA market study. Compliancy Services helps Asset Management firms deal with their authorisation. Applications, on-going compliance management. Please e...

4

Manage Your FCA Compliance

http://www.compliancy-services.co.uk/our-services/gabriel-fcas-online-reporting-system

Fundamental in helping us to embed a compliance culture within our business. Once your business has achieved authorisation to offer regulated financial services, youre committed to fulfil a variety of on-going FCA compliance obligations. At a summary level, your compliance management obligations include:. Implementing and managing your Compliance Monitoring Programme. Following your compliance policies and procedures. Ensuring your management and staff receive appropriate compliance training. Compliance ...

5

Capital Markets Regulatory Compliance

http://www.compliancy-services.co.uk/your-sector/investment-advisers

Now more than ever, Capital Markets are squarely in the focus of European regulators. Sector Focus: Capital Markets. Capital Markets are under the scrutiny of UK and pan-European regulators, with increased expectations and requirements regarding risk, capital management and delivery to client. Firms captured by regulation for the first time as a result of MiFID II will be subject to the full gambit of compliance requirements from day one (or be required to leave the industry). Read more about this is...

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About » Atlantic Brokers Ltd

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Exchange Trading System (provided by Trayport. Connects to the largest coal futures trading community in the world. Our directors have over 23 Years of experience in the Energy Markets, 14 years in Coal. Our client base consists of European Utilities. And Commodity Trading Houses. Position in the Physical Coal Market provides all of our clients with a unique insight of the current and future trends in the Thermal Coal Market. In 2014 we were awarded the Energy Risk Newcomer of the Year Award.

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Content Management Systems (CMS): PumpkinPip Ltd in Braunston Village, Daventry, Northamptonshire - PumpkinPip.com Website Solutions

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Call us today on 0845 643 2183. Contact us for an instant quote. Contact us for an instant quote. Website Design ». Website Development ». Marketing and SEO ». Social Media ». Been stung with high website maintenance charges? Whatever your business, we offer several CMS options to enable you to easily update your website whenever you need to at no extra cost. Dr Sam Frankel, Director,. Images and text can be updated or replaced as often as you like, and you can even add new pages. User restrictions and p...

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SCS News

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Markets in Financial Instruments Directive (MiFID II). Alternative Investment Fund Managers Directive (AIFMD). Payments Card Industry Data Security Standards (PCI DSS). Advisory and Discovery studies. Enterprise Data/ Architecture consulting. Program Office Assessment and setup. Program and Workstream Management. Technology Solutions and Services. Requirements Definition and Validation. End to End Testing Services. User Acceptance Testing Support. Professional Services and Staff Augmentation.

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FCA Authorisation and Regulatory Compliance

Compliancy Services provided us with a high quality, comprehensive service from the beginning to end and we retain an ongoing relationship with them. Thank you for the first-class service. You have a fantastic and very professional team. We will be recommending Compliancy Services. Compliancy Services have been a trusted partner throughout our FCA application process, often holding our hand beyond the call of duty. Compliancy voted best consultancy. 30/11/17 - Compliancy Services win. Tel: 020 7060 4499.

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Compliancy and laws on Credit Repair.

Compliancy and laws on Credit Repair. Monday, November 8, 2010. Is Your Credit Repair Company In Compliance? How can you tell if the company you are dealing with is in full compliance with the Federal Trade Commissions policies? How long has this company been in the business? Does this company have multiple negative remarks made towards them? Thank you for your time, Jason Freeman (UCS Inc.). 888) 900-8271 ext 735. Thursday, October 21, 2010. Why You Need Us (UCS Inc.). A debt collector cannot:. Contact ...

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