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Investor Voice, Securities Regulation in Canada

Why investors are not protected when participating in Canada's capital markets.

http://www.investorvoice.ca/

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Investor Voice, Securities Regulation in Canada | investorvoice.ca Reviews
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Why investors are not protected when participating in Canada's capital markets.
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Investor Voice, Securities Regulation in Canada | investorvoice.ca Reviews

https://investorvoice.ca

Why investors are not protected when participating in Canada's capital markets.

INTERNAL PAGES

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1

Simpson v. IDA

http://www.investorvoice.ca/Cases/Investor/Simpson/Simpson_Index.htm

Investment Dealers Association of Canada. Appeal heard by the Alberta Securities Commission. 2005] A.S.C.D. No. 1016. 20 By letter of 7 June 2004 Farrell responded to Simpson,. Complaints. Her letter also included the following statement:. Please be advised that as a not for profit organization with limited resources. The [IDA] cannot formally investigate all complaints brought to its attention. An investigation would in any case be necessary to establish the clear and convincing evidence you refer to in...

2

SCFEA COMMITTEE

http://www.investorvoice.ca/Presentations/SCFEA/SCFEA%20Committee.htm

Members of Provincial Parliament. Who participated in the. August 18-19, 2004). Members of the SCFEA who did not participate.

3

A Canadian Common Securities Regulator

http://www.investorvoice.ca/CSR/CSR_index.htm

Investor Protection and a Common Securities Regulator. In that order please. Final Report and Recommendations. Draft Securities Act Commentary. Compensation likely in regulator plan. BC pitches Canada securities watchdog-report. Province agrees if Hyndman becomes chair). B C endorses national securities regulator. Expert Panel calls for single securities regulator. Three provinces balk at single regulator. Canada’s Flaherty to Move Ahead With Common Regulator. Salterio balks at passport approval. Yes Yes...

4

Support InvestorVoice.ca

http://www.investorvoice.ca/Support_InvestorVoice.ca.htm

We Need Your Support! Since 1998 Investorvoice.ca has been a watchdog of the securities industry operating as a free information resource to investors, brokers, lawyers, government and the media. Investors from across Canada have provided information which we endeavour to make available to everyone via this website. We must be doing something right because we receive thousands of visits each month from people just like you. A lot of information which we have accumulated is still not available on the web&...

5

Court deals blow to IDA discipline

http://www.investorvoice.ca/PI/3557.htm

Court deals blow to IDA discipline. July 16, 2008. An Ontario court has ruled the watchdog overseeing the brokerage industry has no authority over former members, delivering a blow to the regulator's ability to discipline brokers who have left their jobs. The court said the Ontario Securities Act only gives IIROC jurisdiction over members. There is no provision in the section for regulation of former members, it ruled.

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LINKS TO THIS WEBSITE

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: Class Action Update - July 12, 2010

http://shireinvestor.blogspot.com/2010/07/class-action-update-july-12-2010.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Tuesday, July 13, 2010. Class Action Update - July 12, 2010. Its been a slow slog this spring with legal processes taking a long time (as they always do! CCAA - Monitor's Report - October 7, 2009. SFSC - Extended Cease Trade O...

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: July 2010

http://shireinvestor.blogspot.com/2010_07_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Tuesday, July 20, 2010. ASC Enforcement Order - Robert Smylski. The Alberta Securities Commission Enforcement order regarding Robert Smylski can be found here. Tuesday, July 13, 2010. Class Action Update - July 12, 2010. Due t...

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: January 2010

http://shireinvestor.blogspot.com/2010_01_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Friday, January 29, 2010. Fees, fees. Olympia Trust Fees? If you are not a member of the class action, I recommend that you seek your own independent legal advice on how to deal with the Olympia Trust fees. You must sign and r...

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: CBC Radio News Coverage...

http://shireinvestor.blogspot.com/2009/09/cbc-radio-news-coverage.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Wednesday, September 2, 2009. CBC Radio News Coverage. Please tune into CBC Radio News tomorrow morning at 6:30am, 7:30am, or 8:30am. CBC Radio News will be covering our story! CCAA - Monitor's Report - October 7, 2009. Financ...

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Links :: Alberta Investors Protection

http://www.albertainvestorsprotection.com/links.php

Historical background on Canada's Investment Regulatory System. Http:/ www.investorvoice.ca. Small Investor Protection Assocation Of Canad. Outside Commentary about the sad state of affairs of the investment regulatory regime. Investment - Foundation Capital/Harvest Capital. Http:/ www.theharvestgroup.ca. Http:/ www.AlbertaInvestorsProtection.com. Harvest CCAA Monitors Website. Http:/ documentcentre.eycan.com/Pages/Main.aspx? Topix Forum Discussing Foundation. Investment - Platinum Equities.

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: March 2010

http://shireinvestor.blogspot.com/2010_03_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Sunday, March 21, 2010. Playing a little catch. up. Some of you may have noticed that I’m sorely behind on replying to emails and sending out updates. There is good news as there are great changes on the way! SFSC - Cease Trad...

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: October 2009

http://shireinvestor.blogspot.com/2009_10_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Tuesday, October 27, 2009. Manitoba Securities Commission - Cease Trade Order. The Manitoba Securities Commission. Issued a cease trade order on September 30, 2009 against:. Shire International Real Estate Investment Ltd.

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: May 2010

http://shireinvestor.blogspot.com/2010_05_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Wednesday, May 5, 2010. Shire Victims Group Reacts to White-Collar Crime Bill Revival. Subscribe to: Posts (Atom). CCAA - Monitor's Report - October 7, 2009. Statement of Claim - De Wet at al v Cleone Couch et al. Shire Allege...

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: Shire Victims Group Reacts to White-Collar Crime Bill Revival

http://shireinvestor.blogspot.com/2010/05/shire-victims-group-reacts-to-white.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Wednesday, May 5, 2010. Shire Victims Group Reacts to White-Collar Crime Bill Revival. CCAA - Monitor's Report - October 7, 2009. Statement of Claim - De Wet at al v Cleone Couch et al. SFSC - Cease Trade Order - June 23, 2009.

shireinvestor.blogspot.com shireinvestor.blogspot.com

The Shire Saga: April 2010

http://shireinvestor.blogspot.com/2010_04_01_archive.html

Welcome to the Shire International Investor Victim's Group - A support group for alleged victims of Shire. Please register with us at investor@telus.net to help us build an accurate list of alleged victims. Registering ensures you receive all information in a timely manner. Thanks! Friday, April 23, 2010. UPDATE FOR ALL Shire Investors for APRIL 23rd, 2010. Hello fellow Shire investors and blog followers. If you have already joined the suit,. The Shire Victims Group Committee:. Our goals are to:. Ensure ...

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The purpose of this web site is to provide information to the investing public on how self regulatory organizations (SROs) operate in the Canadian Securities Industry. Not what they say, not what you hear, but what they do. Not what they purport to be or appear to be - but what they are. All I have is a voice, To undo the folded lie. By W H. Auden. Quis custodiet ipsos custodes? Who is guarding the guardians? Who's watching your money? Ontario Standing Committee on Government Agencies Review of the.

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