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Collaboration to develop, share and. Advance leading practices replica watches. Get Involved With NICSA! NICSA Member Portal Login. Click below to sign into the NICSA member portal. Raquo; Sign in. Don't have an account? NICSA Webinar: The Confluence of Tech and Ops. April 11, 2018 2:00pm - 3:00pm. Learn more and register. IBA Annual Conference on the Globalisation of Investment Funds. May 13-15, 2018 New York, New York. Learn more and register. NICSA West Coast Regional Meeting (WCRM). September 19, 2018.

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Collaboration to develop, share and. Advance leading practices replica watches. Get Involved With NICSA! NICSA Member Portal Login. Click below to sign into the NICSA member portal. Raquo; Sign in. Don't have an account? NICSA Webinar: The Confluence of Tech and Ops. April 11, 2018 2:00pm - 3:00pm. Learn more and register. IBA Annual Conference on the Globalisation of Investment Funds. May 13-15, 2018 New York, New York. Learn more and register. NICSA West Coast Regional Meeting (WCRM). September 19, 2018.

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Collaboration to develop, share and. Advance leading practices replica watches. Get Involved With NICSA! NICSA Member Portal Login. Click below to sign into the NICSA member portal. Raquo; Sign in. Don't have an account? NICSA Webinar: The Confluence of Tech and Ops. April 11, 2018 2:00pm - 3:00pm. Learn more and register. IBA Annual Conference on the Globalisation of Investment Funds. May 13-15, 2018 New York, New York. Learn more and register. NICSA West Coast Regional Meeting (WCRM). September 19, 2018.

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news.nicsa.org

NICSA NEWS | Just another WordPress site

Ensuring Compliance with Unclaimed Property Regulations. Posted by Kelly Sherrard on April 10, 2018. Author: NICSA For fund companies keeping up with a plethora of regulatory standards, unclaimed property compliance can often get lost. However, it’s important to remain educated on state escheatment laws in order to protect shareholders and minimize the risk of costly audits. Unclaimed property legislation is rapidly evolving, and financial services companies must keep up…. Fintech Innovation Labs: A Look...

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National Investment Company Service Association (NICSA), NICSA Job Bank|Find Your Career Here

Post Jobs and More. Job Seeker Sign In. Job Seekers Sign In. Job Seekers, Welcome to NICSA Job Bank. Office and Events Coordinator. Princeton, New Jersey. Office and Events Coordinator. Princeton, New Jersey. Rochester Institute of Technology. Rochester, New York. NICSA Job Bank Account Benefits. Coming from a variety of professional backgrounds, our certified coaches have the experience, training, and expertise needed to help you achieve your career goals. Partner Events and Info. NICSA in the News.

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NICSA

http://www.nicsa.org/default.asp?contentID=1

Collaboration to develop, share and. BREXIT: THREATS AND OPPORTUNITIES FROM A LEAP INTO THE UNKNOWN. Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters. The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU. CLICK HERE Read More. 2016-2017 Sponsorship Prospectus is now available. CLICK HERE Read more. New WHITE PAPER Swing Pricing 101. CLICK HERE Read more.

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NOVA Awards 2016

http://www.nicsa.org/www.nicsa.org/novaawards

The NICSA NOVA Awards recognize outstanding service, creativity, leadership and operational excellence within the asset management industry. Our awards are presented to both firms and individuals within our industry who strive to serve our clients, contribute to the thought leadership of our industry, evolve business and operational best practices and improve the overall client experience for those that we serve. On September 19 - 20, 2016. At the Revere Hotel Boston Common. NOVA Award for Innovation in ...

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2016 GMM

http://www.nicsa.org/www.nicsa.org/gmm

The 2016 General Membership Meeting. September 19 20, 2016 Revere Hotel. This years theme is Transformational Change in the Investment Management Industry. From the presidential election to the recent changes in the DOL Fiduciary Rule, 2016 is a year of big changes and opportunities in the global fund industry. The 2016 General Membership Meeting. September 19 20, 2016 Revere Hotel. This years theme is Transformational Change in the Investment Management Industry. Team Captain of the First Womens.

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About NICSA

http://www.nicsa.org/default.asp?contentID=19

Collaboration to develop, share and advance leading practices. NICSA is a nonprofit association that connects global investment management industry participants to help identify leading operating practices. Our purpose is to align and educate the industry through:. Discussion and sharing of leading practices to support and enable industry efficiency. Formal education and knowledge programs. Content development and information dissemination. Click here for more information about membership. Richard L....

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Collaboration to develop, share and. BREXIT: THREATS AND OPPORTUNITIES FROM A LEAP INTO THE UNKNOWN. Hermann Beythan, Partner, Head of the Investment Management Group, Linklaters. The vote by the United Kingdom in favor of leaving the European Union on June 23 represents a step into the unknown not only for the UK but the remaining members of the EU. CLICK HERE Read More. 2016-2017 Sponsorship Prospectus is now available. CLICK HERE Read more. New WHITE PAPER Swing Pricing 101. CLICK HERE Read more.

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System Development and Support. Financial Accounting Standards Board. International Securities Association For Institutional Trade Communication (ISITC). International Swaps and Derivatives Association (ISDA). Municipal Securities Rulemaking Board (MSRB). National Association of Unclaimed Property Administrators. National Investment Company Service Association (NICSA). North American Securities Administrators Association. Securities Industry and Financial Markets Association (SIFMA). Securities and Excha...

news.nicsa.org

Financial Times Feature | No case for term limits for directors | NICSA News

http://news.nicsa.org/2015/06/04/financial-times-feature-no-case-for-term-limits-for-directors-2

Financial Times Feature No case for term limits for directors. Posted by NICSA on June 4, 2015. This Financial Times featured article takes a look at at the recent global trend toward establishing term limits for directors. Co-authors Theresa Hamacher, President, NICSA and Bob Pozen, senior lecturer at the Harvard Business School and senior fellow at the Brookings Institution, review the evidence on term limits — which suggests that they are counterproductive. Filed Under : Global Fund Industry.

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Series 6 Exam - Mutual Funds and Variable Annuities. The FINRA Series 6 License - Investment Company / Variable Contracts - is for those who would be selling only mutual funds and annuity products. Series 6 Book and Disk Course. Published by the Securities Institute of America. Comprehensive 200 page text covering all aspects of the. Exam Prep Software includes 1,200 Test Questions! Securities Markets and Regulations. Customer Accounts and Orders. Books and Software available separately or as a bundle.

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What’s in a Like? | Adoptions and testimonials | NICSA Blog

https://blogdotnicsadotorg.wordpress.com/2012/01/05/whats-in-a-like-adoptions-and-testimonials

Your resource for the latest fund industry news and commentary. What’s in a Like? January 5, 2012. What does it mean when you click the like button on a social media site? The answer depends on who you’re asking. Facebook says that it’s making a connection. FINRA calls it an adoption. And now we know that the SEC considers it a testimonial. In a Risk Alert. Issued January 4, 2012, the SEC’s Office of Compliance Inspections and Examinations explains that:. Implications for the investment industry. On the ...

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A practical guide to LinkedIn | Part II: 7 tips for making connections | NICSA Blog

https://blogdotnicsadotorg.wordpress.com/2012/01/12/a-practical-guide-to-linkedin-part-ii-7-tips-for-making-connections

Your resource for the latest fund industry news and commentary. A practical guide to LinkedIn Part II: 7 tips for making connections. January 12, 2012. In our first post on LinkedIn for investment industry professionals. We talked about building your LinkedIn profile. With your best professional face toward the world, you’re ready to start making connections. Here are my 7 tips for widening your business network. But first this reminder:. Your LinkedIn address book. Be evenhanded this is business. This r...

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System Development and Support. Financial Accounting Standards Board. International Securities Association For Institutional Trade Communication (ISITC). International Swaps and Derivatives Association (ISDA). Municipal Securities Rulemaking Board (MSRB). National Association of Unclaimed Property Administrators. National Investment Company Service Association (NICSA). North American Securities Administrators Association. Securities Industry and Financial Markets Association (SIFMA). Securities and Excha...

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Resources « News « Foreside Financial Group

https://foreside.com/news/resources

By clicking on these links, you are leaving Foreside’s website. Foreside does not endorse or recommend any products, services or companies on these links, and assumes no liability of any kind with respect to these other websites. US Securities and Exchange Commission. Financial Industry Regulatory Authority. National Society of Compliance Professionals. National Investment Company Service Association. Securities Industry and Financial Markets Association. Mutual Fund Directors Forum. Download Now ».

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A practical guide to LinkedIn for investment industry professionals | Part I: Your profile | NICSA Blog

https://blogdotnicsadotorg.wordpress.com/2012/01/10/a-practical-guide-to-linkedin-for-investment-industry-professionals-part1-your-profile

Your resource for the latest fund industry news and commentary. A practical guide to LinkedIn for investment industry professionals Part I: Your profile. January 10, 2012. There’s good news, however. While Facebook and Twitter are usually off limits for business use, most firms in the industry do allow their associates to maintain a professional profile on LinkedIn which means that they can take advantage of some (if not all) of LinkedIn’s features. What follows in this and subsequent posts is my guide t...

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News Bites | Leadership in the fund industry | NICSA Blog

https://blogdotnicsadotorg.wordpress.com/2011/11/30/news-bites-leadership-in-the-fund-industry

Your resource for the latest fund industry news and commentary. News Bites Leadership in the fund industry. November 30, 2011. News Bites is an occasional column in NICSA News that collects memorable facts, quotes and insights from our recent reading. This edition of News Bites looks at an article by Bob Pozen. In December, at a speech by Don Phillips of Morningstar. 1 “Leadership in fund management isn’t permanent.”. 2 “The winners had a long-term investor focus.”. Cited in this post:. Robert Pozen and ...

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Collaboration to develop, share and. Advance leading practices replica watches. Get Involved With NICSA! NICSA Member Portal Login. Click below to sign into the NICSA member portal. Raquo; Sign in. Don't have an account? NICSA Webinar: The Confluence of Tech and Ops. April 11, 2018 2:00pm - 3:00pm. Learn more and register. IBA Annual Conference on the Globalisation of Investment Funds. May 13-15, 2018 New York, New York. Learn more and register. NICSA West Coast Regional Meeting (WCRM). September 19, 2018.

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NICSA - Speaker Resource Center

Welcome to the Speaker Resource Center. We have designed this Speaker Resource Center to expedite the flow of important information between you and the NICSA office. LOG IN using the button to the LEFT. Username = Email address. Password - provided or use the FORGOT PASSWORD button on the LEFT. Please note that PowerPoint slides are due by February, 1, 2012. If you need assistance, please contact NICSA at 508.485.1500. Any redistribution or reproduction of any materials herein is strictly prohibited.

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